Booking options
£120 - £160
+ VAT

£120 - £160
+ VATDelivered Online
2 hours 30 minutes
Intermediate level
In January 2024 alone, reports were published about the SRA taking enforcement action against 3 firms and 4 individuals for failure to comply with the Money Laundering Regulations 2017. The fines issued for these non-compliances total over £570,000 plus costs. The absence of staff training, or requirement to complete additional training, was noted in a number of these cases.
Many of the breaches resulting in enforcement action involved failures by the fee earners to conduct appropriate due diligence, adequately check the source of funds and/or wealth or recognise and report red flags. As highlighted by enforcement action being taken against individuals as well as firms, fee earners cannot hide behind their firm when AML failures occur and may be held personally accountable by the SRA for non-compliances with the MLR 2017.
This course will cover the following to assist fee earners in the application of AML in their casework:
How to comply with your obligations and stay compliant
Written CRA & MRA
Client
Booms
Risks – what to consider?
PCPs – CDD &EDD
POCA / TA
SOF and SOW
On going monitoring
Reporting to MLRO/MLCO
Tipping off
This online course is suitable for fee earners or legal practitioners that want to improve their AML knowledge.
Comprehensive and up to date course notes will be provided to all delegates which may be useful for ongoing reference or cascade training.
Please note a recording of the course will not be made available.
Helen is a qualified solicitor with a diverse professional background spanning leadership roles in both the legal and tech/corporate sectors. Throughout her career, she has held key positions such as COLP, HOLP, MLCO, MLRO and DPO for law firms and various regulated businesses and services.
Helen’s specialised areas encompass AML, complaint and firm negligence handling, DPA compliance, file review and auditing, law management, and operational effectiveness in law firms, particularly in conveyancing (CQS).
Yes, prior to the event a link will be sent to the email address used to register for the course so please ensure the delegate details are correct.
You may also wish to save the domain @system.cademy.io as a safe sender to avoid emails containing access details and handouts from being diverted to junk/spam folders.
No, a recording will not be made available.
No, recording or transcribing of the training session is not allowed. If you attempt to record or transcribe the session or are found to be recording or transcribing the event, you may be removed from the session and you will not be eligible for a refund.
For our Premier Training courses, please email us at teamadmin@dglegal.co.uk after the event if you require a certificate of attendance.
The slides will be distributed by email after the event.
You may also wish to save the domain @system.cademy.io as a safe sender to avoid emails containing access details and handouts from being diverted to junk/spam folders.
Yes and these will be distributed by email after the event.
You may also wish to save the domain @system.cademy.io as a safe sender to avoid emails containing access details and handouts from being diverted to junk/spam folders.
The majority of delegates should choose the General Delegate rate.
A discount is available for delegates attending from firms with a current retainer contract with DG Legal i.e. firms that are paying a monthly or annual subscription for our Retainer Service (please contact us by emailing admin@dglegal.co.uk for confirmation of eligibility). If you choose the Retainer Delegate option and are not eligible, you are still bound to pay the full rate and will be invoiced accordingly.
Of course, this can be located on our website here: Data and Privacy Notice
It is the responsibility of the person making the booking to ensure they select the correct course. We recommend reading the course description in full before booking. If you are unsure whether a course is suitable for you, please contact us at teamadmin@dglegal.co.uk for guidance before booking.
If you realise that you have booked onto the wrong course, please email teamadmin@dglegal.co.uk as soon as possible and before the course takes place. Subject to availability, we may be able to transfer your booking to the correct course. Where there is a difference in course fees, a partial refund or an additional payment may be required.
Please note that requests to change courses after the course has started will be treated as a late cancellation, and no refund will be available.