8 FCA Compliance courses

Description FCA Compliance Essentials Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom. Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms? As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities. Furthermore, TC 2.1.20G27/05/2022 defines structures CPD activities as follows: 'Examples of structured continuing professional development activities include participating in courses, seminars, lectures, conferences, workshops, web-based seminars or e-learning.' Our FCA Compliance Essentials Bundle, with an overall duration of about 40 hours, fulfils and even exceeds the FCA requirement in terms of CPD hours and is ideal for any professional within Financial Services. Enroll now and enjoy a special price! Who should attend? Banks' managers/officers Investment Services Companies managers/officers Insurance Companies managers/officers Listed Companies managers IT managers/officers of companies developing IT systems/applications for financial institutions in order for them to meet the regulatory requirements Lawyers Officers exercising control activities (internal auditors, inspectors, external auditors, operational risk managers etc) Professionals wishing to work in Compliance in the future Graduate or post graduate students. Professionals that wish to make an international career in Compliance and would like to have a broader picture of how Compliance works and its methodologies, at international level. Compliance Officers Risk Managers MLROs

Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom. Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms? As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities. Furthermore, TC 2.1.20G27/05/2022 defines structures CPD activities as follows: “Examples of structured continuing professional development activities include participating in courses, seminars, lectures, conferences, workshops, web-based seminars or e-learning.” Our FCA Compliance Essentials Bundle, fulfilling and even exceeding the FCA requirement in terms of CPD hours, is ideal for any professional within Financial Services. Study method Online, self-paced Course format Video with subtitles Duration 40 hours Qualification No formal qualification CPD 40 CPD hours / points Certificates Certificate of Completion - Free Description LGCA's FCA Compliance Essentials eLearning library currently includes the following courses (new courses are added on a regular basis): AML Risk Assessment AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Anti-Bribery and Corruption Anti-Money Laundering and Counter Terrorist Finance Approved Persons Regime Assessing and Managing AML Risks Building an AML Risk-based Approach CASS Introduction Complaints Handling Compliance Introduction Compliance Monitoring and Testing Conduct Rules for All Staff Conflict of Interest (COI) Consumer Duty Establishing and Maintaining a Strong CDD Programme Ethics, Integrity and Fairness in Financial Services FCA: the Role and Approach Financial Promotions Regulation Fraud Detection and Prevention GDPR Awareness Introduction to Cybersecurity Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD) Market Abuse (MAR) Operational Resilience Senior Managers and Certification Regime SM&CR – The Conduct Rules Suspicious Transactions/Activity Reporting The Value of Customer Due Diligence (CDD) Treating Customers Fairly Vulnerable Customer Management Whistleblowing Creating a Compliance Culture in Financial Services Who is this course for? Financial Services Providers Accounting Offices Financial Institutions Brokers Wealth & Fund Managers Investment Firms Insurance Companies Law Firms Compliance Consultants Payment Solutions Providers FinTech & RegTech Companies Fiduciary Services Firms

Here’s your starting point to a rewarding and successful career in compliance! Learn the ins and outs of compliance for the financial services industry with LGCA and become a certified professional member of the fastest growing GRC association out there.

Boost your customer service, administrative, and back-office skills by getting certified in KYC and CDD by AGRC! This certificate will provide you with the tools and knowledge required to become an invaluable member of any institution’s client onboarding and customer retention process.

Become a financial crime prevention superhero with LGCA’s help! Pick up everything you need to know to join a company’s AML function and start fighting crime with your newfound knowledge and skills. The Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions should respond to increasingly complex attempts by criminal individuals and entities to process proceedings from illegal activities in a manner that enables them to enjoy such illegal proceedings.

Anti-Bribery and Corruption Approved Online Training

This course focuses on the Conduct Rules applying to individuals who work in FCA and PRA regulated firms. In this detailed course, we walk you through the background of FCA regulation. After that, we'll teach you what SM&CR is all about before finishing by looking at the Conduct Rules in more detail. This course includes quizzes, and a final exam where you'll need to score 80% in order to pass. Please note, this course is suitable for anyone working in an FCA or PRA regulated firm, at a Senior Manager level.

AML: Certificate in Anti Money Laundering (AML) Course Online Do you want to learn a great deal about AML: Certificate in Anti Money Laundering (AML)? This excellent Certificate in Anti Money Laundering (AML) course educates you to ensure an enjoyable learning experience. To advance your profession, you will learn everything there is to know about Certificate in Anti Money Laundering (AML) . From A Brief Introduction of Money Laundering to all training and awareness, this AML: Certificate in Anti Money Laundering (AML) course is broken up into numerous parts. AML: Certificate in Anti Money Laundering (AML) course content also covers the Proceeds of Crime Act of 2002 and the Development of Certificate in Anti Money Laundering (AML) Legislation. This AML: Certificate in Anti Money Laundering (AML) training also covers responsibility of the officer, risk management, and client handling. You will study the record-keeping procedure and agent management system after completing this AML: Certificate in Anti Money Laundering (AML) course. Gain expertise in Certificate in Anti Money Laundering (AML) compliance with our specialized course. Explore AML: Certificate in Anti Money Laundering (AML) regulations, risk assessment, and more. Elevate your career prospects with Certificate in Anti Money Laundering (AML) knowledge. Enroll now and become an AML: Certificate in Anti Money Laundering (AML) specialist. Improve your knowledge right away with our specialised AML: Certificate in Anti Money Laundering (AML) course! Main Course: Anti Money Laundering (AML) Training Courses you will Get Certificate in Anti Money Laundering (AML) Course Along with Anti Money Laundering (AML) Course you will get free Level 5 Accounting and Finance Along with Anti Money Laundering (AML) Course you will get free General Data Protection (GDPR) Along with Anti Money Laundering (AML) Course you will get free Level 5 Diploma in Risk Management Special Offers of this Anti Money Laundering (AML) Course: This AML: Certificate in Anti Money Laundering (AML) Course includes a FREE PDF Certificate. Lifetime access to this AML: Certificate in Anti Money Laundering (AML) Course Instant access to this AML: Certificate in Anti Money Laundering (AML) Course 24/7 Support Available to this AML: Certificate in Anti Money Laundering (AML) Course AML: Certificate in Anti Money Laundering (AML) Course Online Immerse yourself in the world of financial integrity with our cutting-edge AML: Certificate in Anti Money Laundering (AML) course. Learn Certificate in Anti Money Laundering (AML) regulations, risk assessment, and detection techniques from industry experts. Certificate in Anti Money Laundering (AML) skills are in demand, making this course vital for career growth. Enroll now to master AML: Certificate in Anti Money Laundering (AML) intricacies and open doors to diverse opportunities. Elevate your expertise and contribute effectively to Certificate in AML: Certificate in Anti Money Laundering (AML) compliance. Join us and become an AML: Certificate in Anti Money Laundering (AML) standout in the financial industry. Who is this course for? AML: Certificate in Anti Money Laundering (AML) Course Online This AML: Certificate in Anti Money Laundering (AML) Course is recommended for anybody who wants to protect their organisation and clients by learning about AML: Certificate in Anti Money Laundering (AML) legislation and how terrorist funding works. Requirements AML: Certificate in Anti Money Laundering (AML) Course Online To enrol in this AML: Certificate in Anti Money Laundering (AML) Course, students must fulfil the following requirements: Good Command over English language is mandatory to enrol in our AML: Certificate in Anti Money Laundering (AML) Course. Be energetic and self-motivated to complete our AML: Certificate in Anti Money Laundering (AML) Course. Basic computer Skill is required to complete our AML: Certificate in Anti Money Laundering (AML) Course. If you want to enrol in our AML: Certificate in Anti Money Laundering (AML) Course, you must be at least 15 years old. Career path AML: Certificate in Anti Money Laundering (AML) Course Online Those with strong AML: Certificate in Anti Money Laundering (AML) understanding will have many options available to them. Including: Money Laundering Reporting Officer AML (Anti Money Laundering) Analysts AML (Anti Money Laundering) Officer Risk & Compliance Analyst Manager Director