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Canadian Investment Regulatory Exam (CIRE) Mastery Course

By CIREprep

  • 30 Day Money Back Guarantee
  • Completion Certificate
  • 24/7 Technical Support

Highlights

  • On-Demand course

  • 1 hour

  • All levels

Description

Prepare for the Canadian Investment Regulatory Exam (CIRE) with this comprehensive training course. Covering all nine key elements of the CIRE syllabus, this course is designed for aspiring investment professionals in Canada. You will gain in-depth knowledge of the Canadian securities regulatory framework, client relationship management, market and company analysis, trade execution, securities and managed products, derivatives, ethics, and more. The course features interactive lessons, real-world scenarios, practice questions, and exam strategies to ensure you are fully equipped to succeed in the CIRE. Ideal for those seeking registration as Investment Dealers or advancing their careers in the Canadian investment industry.

course Content

9 sections•29 lessons
Canadian Securities Regulatory Framework4 lessons
  1. 1Introduction to Canadian Securities Regulation
  2. 2The Canadian Investment Regulatory Organization (CIRO) and Other Regulatory Bodies
  3. 3Registration, Marketplaces, and Investor Protection
  4. 4Legal Environment and Anti-Money Laundering
Client Relationships and Suitability3 lessons
  1. 1The Client Relationship Model and Onboarding
  2. 2Know-Your-Client (KYC) and Documentation
  3. 3Cost, Fees, and Tax Considerations in Client Relationships
Scope of Client Relationships and Professional Responsibilities4 lessons
  1. 1Roles and Responsibilities of Investment and Registered Representatives
  2. 2Trust, Agency, and Fiduciary Duty
  3. 3Account Appropriateness, Product Due Diligence, and Suitability
  4. 4Working with Specialized Clients and Investment Strategies
Client Complaint Handling and Reporting2 lessons
  1. 1Complaint Handling Framework and Recourse
  2. 2Dealer Obligations and Prohibited Practices
Market and Company Analysis3 lessons
  1. 1Macroeconomic Theories and Indicators
  2. 2Analyzing Economic and Industry Performance
  3. 3Company Analysis and Market Theories
Market Integrity, Trade Execution, and Settlement3 lessons
  1. 1Universal Market Integrity Rules (UMIR) and Best Execution
  2. 2Trade Management and Order Types
  3. 3Account Types, Margin, and Reporting
Securities, Managed Products, and Other Investments4 lessons
  1. 1Asset Classes and Equities
  2. 2Fixed Income Securities and Market Indices
  3. 3Pooled and Managed Products
  4. 4Alternative and Specialized Investments
Derivatives: Products, Strategies, and Compliance3 lessons
  1. 1Introduction to Derivatives and Contract Types
  2. 2Uses, Strategies, and Transactional Elements
  3. 3Administrative and Compliance Requirements for Derivatives
Conflicts of Interest, Ethics, and Information Security3 lessons
  1. 1Conflicts of Interest: Identification and Management
  2. 2Ethical and Legal Responsibilities
  3. 3Positions of Influence, Outside Activities, and Information Security

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