Booking options
£90 - £120
+ VAT£90 - £120
+ VATDelivered Online
2 hours
All levels
In an ever-evolving legal landscape, being a firm outside of the mandatory AML scope doesn't mean being out of the compliance conversation.
This course is your guide to proactively managing risks, staying compliant, and ensuring your firm's resilience. Don't miss this opportunity to navigate the unique challenges faced by out-of-scope AML law firms.
The course will cover:
AML regulations
Why are some firms (or departments) in or out of scope?
MLROs
AML basics
CDD (ID elements)
Responsibility of doing CDD
Source of Funds / Source of Wealth
Ongoing monitoring
Reporting to the MLRO
The online course is suitable for staff of all levels, from support staff to senior partners of firms outside of the regulated sector.
Comprehensive and up to date course notes will be provided to all delegates which may be useful for ongoing reference or cascade training.
Please note a recording of the course will not be made available.
Helen is a qualified solicitor with a diverse professional background spanning leadership roles in both the legal and tech/corporate sectors. Throughout her career, she has held key positions such as COLP, HOLP, MLCO, MLRO and DPO for law firms and various regulated businesses and services.
Helen’s specialised areas encompass AML, complaint and firm negligence handling, DPA compliance, file review and auditing, law management, and operational effectiveness in law firms, particularly in conveyancing (CQS).
Yes, prior to the event a link will be sent to the email address used to register for the course so please ensure the delegate details are correct.
No, a recording will not be made available.
For our Premier Training courses, please email us at teamadmin@dglegal.co.uk after the event if you require a certificate of attendance.
The slides will be distributed by email after the event
Yes and these will be distributed by email after the event.