Conduct Rules for Senior Managers

Description

This course focuses on the Conduct Rules applying to individuals who work in FCA and PRA regulated firms. In this detailed course, we walk you through the background of FCA regulation. After that, we'll teach you what SM&CR is all about before finishing by looking at the Conduct Rules in more detail.



This course includes quizzes, and a final exam where you'll need to score 80% in order to pass.



Please note, this course is suitable for anyone working in an FCA or PRA regulated firm, at a Senior Manager level.