15261 Other courses in Colwyn Bay delivered On Demand

Description A key component to the development of financial markets is to agree standards of behaviour and provide mechanisms for dispute resolution. These standards, rules and codes of conduct may be established through self-regulation of the industry, or by means of a statutory approach where governments provide enabling legislation and establish statutory-based regulatory authorities. Integrity and ethical behaviour are key parts of any code of conduct and have, as a result of the financial crisis, experienced renewed focus from professional bodies, governments and regulators. As financial markets have become increasingly global in nature and interdependence has grown, the financial sector has moved from self-regulation to a statutory approach. This has facilitated international cooperation and the development of improved and common standards. The objectives and benefits of regulation is summarised as follows: • increase in confidence and trust in financial markets, systems and products • establish an environment to encourage economic development and wealth creation • reduce the risk of market and system failures including their economic consequences • enhance consumer protection, giving them the reassurance they need to save and invest, and • reduce financial crime by ensuring financial systems cannot easily be exploited. By attending this course participants will be able to understand the objectives and benefits of regulation and the various agencies that make up the current international and national regulatory environment. Training Duration This course may take up to 2 hours to complete. However, actual study time differs as each learner uses their own training pace. Participants This course is ideal for anyone wishing to know the essentials of financial regulation and the international regulatory environment, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc). Training Method The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time. At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully. Accreditation and CPD Recognition This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution. The syllabus is verified by external subject matter experts and may be accredited by financial regulators, such as FCA and general financial training accreditation bodies, such as CISI, for 2 CPD Units. Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership. Registration and Access To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment. If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.

Gain the skills and credentials to kickstart a successful career and learn from the experts with this step-by-step

Gain the skills and credentials to kickstart a successful career and learn from the experts with this step-by-step

Undertaking Preparation Certification Venture arrangement - a term that may sound clear as crystal - has numerous self-evident and not-so-clear components that add to its effective execution. Be that as it may, prior to realizing what legitimate task arrangement involves, it is critical to understand what it is and the manner by which it is pivotal for an effective undertaking result. Task arrangement, as inferred by its name, is the phase of an undertaking whereby all the arranging happens. On the off chance that you consider significant occasions, like get-aways, a wedding or when purchasing a home, all require a type of preparation. This is on the grounds that an arranging stage is urgent in numerous regards yet fundamentally with respect to accomplishing project objectives. Undertaking planning can incorporate broad examination, primer plan, creating ideas, distinguishing operational expense and gauges for capital, just as wellsprings of subsidizing and counseling partners. It is consistently a smart thought to do however much research as could reasonably be expected in regard of the venture and the businesses related with it. Examination is a vital segment of task arranging and assists with making a strong venture plan. This aides in unhesitatingly supporting a case as well as in accomplishing the ultimate objective, which is the sole reason for an undertaking. A task group and other people who are associated with the arranging stages ought to consistently be kept on the up and up in the arrangement stage, as they will actually want to help with building a strong fruitful arrangement and, eventually, guaranteeing an effective venture finish. What you will Learn in this Course: Instructions to distinguish what an undertaking is, the reason it's being started and how to characterize its motivation Instructions to recognize a task's partners Instructions to recognize issues, dangers and openings The significance of spending assessment and cost the executives

Level 5 Diploma (FREE QLS Endorsed Certificate)| 11 CPD Courses+11 PDF Certificate| 150 CPD Points| CPD & CiQ Accredited

Level 5 Diploma(FREE QLS Endorsed Certificate)| 11 CPD Courses+11 PDF Certificates| 145 CPD Points|CPD & CiQ Accredited

Level 7 Diploma (FREE QLS Endorsed Certificate)| 11 CPD Courses+11 PDF Certificate| 140 CPD Points| CPD & CiQ Accredited

Level 5 Diploma(FREE QLS Endorsed Certificate)| 11 CPD Courses+11 PDF Certificates| 145 CPD Points|CPD & CiQ Accredited

Free QLS Endorsed Certificate | 11 in 1 Exclusive Bundle with Free Certificates | 145 CPD Points | Installment Payment

Level 7 Diploma(FREE QLS Endorsed Certificate)| 11 CPD Courses+11 PDF Certificates| 140 CPD Points|CPD & CiQ Accredited