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AML & Compliance Training Course

AML & Compliance Training Course

By Training Express

  • 30 Day Money Back Guarantee
  • Completion Certificate
  • 24/7 Technical Support

Highlights

  • On-Demand course

  • All levels

Description

This course teaches you everything thoroughly from scratch so you can claim a certificate of achievement for free to showcase your achievement in professional life. Our course is a comprehensive, instructor-guided course, designed to provide a detailed understanding of the nature of the related sector and your key roles within it.

Key Features

  1. CPD Accredited

  1. Free PDF & Hardcopy Certificate

  1. Lifetime Access

  1. Instant e-certificate

  1. Developed by qualified professionals

  1. 24/7 Learning Assistance

To become successful in your profession, you must have a specific set of skills to succeed in today's competitive world. In this in-depth AML & Compliance training course, you will develop the most in-demand skills to kickstart your career, as well as upgrade your existing knowledge & skills.

The training materials of this AML & Compliance course are available online for you to learn at your own pace and fast-track your career with ease.

Course 01: Anti-Money Laundering (AML) - Level 3

This Anti-Money Laundering (AML) Course is for anyone who wants to learn more about money laundering and the career opportunities in this field. It provides up-to-date information to protect your organization from suspicious activity, with step-by-step training on how to conduct a client risk assessment.

Course 02: Certificate in Compliance

This course teaches you everything on the topic thoroughly from scratch so you can claim a certificate of achievement for free to showcase your achievement in professional life. This course is a comprehensive, instructor-guided course, designed to provide a detailed understanding of the nature of the related sector and your key roles within it.

Additional Gifts

  • Free Life Coaching Course

*** (Offer Ends Soon) ***

Course Curriculum

Course 01: AML - Level 3

  • Introduction to Money Laundering

  • Proceeds of Crime Act 2002

  • Development of Anti-Money Laundering Regulation

  • Responsibility of the Money Laundering Reporting Officer

  • Risk-based Approach

  • Customer Due Diligence

  • Record Keeping

  • Suspicious Conduct and Transactions

  • Awareness and Training

Course 02: Compliance

  • Introduction to Compliance

  • Compliance Management System

  • Basic Elements of Effective Compliance

  • Compliance Audit

  • Compliance and Ethics

  • Introduction to Risk and Basic Risk Types

  • Further Risk Types

  • Introduction to Risk Management

  • Risk Management Process

  • Risk Assessment and Risk Treatment

  • Types of Risk Management

Curriculum Breakdown

Module 01

  • What Is Money Laundering?

  • Turning 'Bad' Money into 'Legitimate' Money

  • How Is Money Laundered?

  • Why Are AML Efforts Important?

  • The Three Stages of Money Laundering

Module 02

  • Introduction

  • The Principal Offences Contained in Part 7 of POCA 2002

  • The Notion of Criminal Property

  • Elements of Criminal Property

  • The Concept of Knowledge

  • The Notion of Suspicion

Module 03

  • Introduction

  • The First Money Laundering Directive

  • Terrorism legislation

  • The Proceeds of Crime Act 2002

  • The Second Money Laundering Directive

  • The Third Money Laundering Directive

  • The Fourth Money Laundering Directive

  • The Fifth Money Laundering Directive

Module 04

  • What Is a Money Laundering Reporting Officer?

  • Who Can be Appointed as an MLRO?

  • The Role of The Money Laundering Reporting Officer

Module 05

  • Introduction

  • What Is a Risk-Based Approach (RBA)?

  • A Risk-Based Approach to Customer Due Diligence (CDD)

  • How to Assess the Risk Profile of The Entity

  • How to Assess Client Risk

  • Conducting the Client Risk Assessment

Module 06

  • What is Customer Due Diligence?

  • Main Elements of a Customer Due Diligence Program

  • Enhanced Due Diligence

  • Enhanced Due Diligence for Higher-Risk Customers

  • Account Opening, Customer Identification and Verification

  • Consolidated Customer Due Diligence

Module 07

  • The Purpose of Record-Keeping

  • What Records Have to be Kept?

  • Customer Identification

  • Transactions

  • Internal and External Reports

  • In What Form Should Records be Kept?

  • Failure to Keep Records

Module 08

  • What Is Suspicious Activity?

  • What Is a Suspicious Transaction?

  • Avoiding a National Reporting Requirement

  • Wire or Fund Transfers

  • Insufficient or Suspicious Information by a Customer

  • Other Suspicious Customer Activity

  • The Identification of Unusual Transactions

  • The Types of Events That Might Cause Suspicion

Module 09

  • The Importance of Staff Awareness and Training

  • The Core Obligations of Training

  • Legal and Regulatory Obligations

  • Staff Responsibilities

  • Internal Training Procedures

Course 2: Certificate in Compliance

Module 1

  • What is compliance?

  • Compliance governance

  • Benefits

And more...

Module 2

  • Compliance Management System

  • Strategy

  • Management

And more...

Module 3

  • Five basic elements

  • Compliance house

  • Commitment and responsibility

  • Structures

  • Processes

  • Incentives and sanctions

  • Auditing and development

Module 4

  • ISSAI Definitions

  • Audit

  • Internal vs External Audit

And more...

Module 5

  • Ethics vs Compliance

  • The Golden Rule

  • Values and Rules

And more...

Module 6

  • What is Risk?

  • Risk Analysis

  • The basic Risk types

Module 7

  • Financial Risk and Knowledge Risk

  • External and Internal Risks

  • External Risk types

And more...

Module 8

  • What is Risk Management?

  • Importance of Risk Management

  • Strategy

And more...

Module 9

  • Overview of the Risk Management Processes

  • Five Processes of Risk Management

  • The Corporate Risk Management Strategy

And more...

Module 10

  • Risk Assessment

  • Identification of Risks

  • Analysis of Relevant Risks

And more...

Module 11

  • Different Types of Risk Management

  • Bank Risk Management

  • Commodity Risk Management

And more...

CPD

10 CPD hours / points Accredited by CPD Quality Standards

Who is this course for?

Anyone with a knack for learning new skills can take this course. While this comprehensive training is popular for preparing people for job opportunities in the relevant fields, it also helps to advance your career for promotions.

Accreditation

All of our courses, including this course, are fully accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field.

Certification

Once you've successfully completed your course, you will immediately be sent a digital certificate. Also, you can have your printed certificate delivered by post (shipping cost £3.99). Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.

Assessment

At the end of the course, there will be an online assessment, which you will need to pass to complete the course. Answers are marked instantly and automatically, allowing you to know straight away whether you have passed. If you haven't, there's no limit on the number of times you can take the final exam. All this is included in the one-time fee you paid for the course itself.

Requirements

Learners do not require any prior knowledge or qualifications to enrol in this course.

Our flexible learning platform allows you to access the course from:

  1. any device

  1. any time

  1. anywhere

  1. any type of internet connection

Career path

This course will open doors and lead you to many different career opportunities in a wide range of sectors. Here are a few prospects:

  • AML Analyst

  • AML Manager

  • AML Investigator

  • Analyst

  • Specialist

  • Officer

  • Manager

  • Consultant

  • Solicitor

  • Assistant

Certificates

Certificate of completion

Digital certificate - Included

Certificate of completion

Hard copy certificate - Included

You will get the hard copy certificates for Free! The delivery charge of the hard copy certificate inside the UK is £3.99 each.

About The Provider

Training Express

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