Name: Certificate in Corporate Governance
Price: 650 GBP
Availability: InStock

Designed for career starters, career changers, and career climbers alike, the Level 3 Diploma in Skills for Business: Finance Mini Bundle delivers an unbeatable set of hire-ready skills. Focused on job relevance, this bundle includes Finance, AML, Xero, Business Development, and Business Law—five critical areas that make up the backbone of employability across the finance and business sectors.
This isn't just training—this is your future-proof CV upgrade. Don't get left behind.
Description
Finance is the lifeblood of business—and mastering it can open countless career doors. With this mini bundle, Finance is front and centre, but it’s only the beginning. AML (Anti-Money Laundering) is now a must-have in financial services, compliance roles, fintech, and investment firms. Whether you’re targeting banking or e-commerce, AML is a signal to employers that you understand regulatory responsibility.
Xero, a globally recognised accounting software, is in thousands of job descriptions for SMEs and startups. With Xero on your CV, you’re automatically relevant to employers who want fast onboarding. Business Development is key to growth-focused roles and adds commercial appeal to your profile. Combined with Business Law—one of the most overlooked yet high-value skill areas—you’ll be ready to navigate contracts, compliance, and risk across virtually any business environment.
Finance, AML, Xero, Business Development, and Business Law are keywords that recur across accounting, operations, fintech, consulting, and legal finance roles. Master them now—or risk being passed over by employers who expect these as the new minimum.
FAQ
Q: What roles is this bundle ideal for?
 A: Finance Assistant, AML Officer, Bookkeeper, Business Development Executive, Legal Support Analyst, and Finance Administrator.
Q: Is Xero still widely used?
 A: Yes. Xero is one of the top tools for finance jobs in small to mid-sized businesses.
Q: How valuable is AML on my CV?
 A: Extremely. AML is now a legal requirement in finance, law, and online platforms.
Q: Why include Business Development in a finance bundle?
 A: Because it helps you contribute to company growth—a major plus for employers.
Q: Where is Business Law useful?
 A: Every business needs contract-savvy professionals—especially in HR, sales, and compliance.
Q: Is this bundle beginner-friendly?
 A: Yes. Whether you’re new to Finance or upskilling, the bundle meets you where you are.
Q: Is this bundle better than separate courses?
 A: Without a doubt. You get Finance, AML, Xero, Business Development, and Business Law in one concise, cost-effective package.
Q: Will this help me apply for roles in regulated sectors?
 A: Absolutely. With AML and Business Law included, it’s ideal for compliance-heavy environments.

Compete High

Level 3 Diploma in Skills for Business: Finance Mini Bundle

General Admission

<h2 fr-original-style="" style="box-sizing: border-box;">ICA Professional Postgraduate Diploma in Governance, Risk &amp; Compliance</h2>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">This leadership programme has been designed to sharpen the strategic skills of senior managers and those aspiring to hold the highest compliance positions within an organisation.</p>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">This expert qualification offers:</p>
<ul fr-original-style="" style="box-sizing: border-box;">
<li fr-original-style="" style="box-sizing: border-box;">Specialist knowledge - the highest level in the field</li>
<li fr-original-style="" style="box-sizing: border-box;">Strategic thinking - helps your leadership ambitions</li>
<li fr-original-style="" style="box-sizing: border-box;">Innovation - explores new ideas, best practice, and future developments from a global perspective</li>
<li fr-original-style="" style="box-sizing: border-box;">Fellowship of ICA - become automatically eligible for the highest grade of membership</li>
<li fr-original-style="" style="box-sizing: border-box;">Networking - grow with other like-minded, senior professionals.</li>
</ul>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">Join hundreds of senior compliance professionals from over 50 countries who unlocked their leadership potential and improved their career growth opportunities with this qualification.</p>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">This course is awarded in association with Alliance Manchester Business School, the University of Manchester.</p>
<h4 fr-original-style="" style="box-sizing: border-box;">How and where can you study</h4>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">The course takes 9-12 months to complete. It is a blend of online self-study, research, attendance at masterclasses and interaction with other like-minded, senior practitioners.</p>
<ul fr-original-style="" style="box-sizing: border-box;">
<li fr-original-style="" style="box-sizing: border-box;">Attendance at eight virtual masterclasses</li>
<li fr-original-style="" style="box-sizing: border-box;">Seven virtual classrooms</li>
<li fr-original-style="" style="box-sizing: border-box;">Oral assessment.</li>
</ul>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;"></p>
<h4 fr-original-style="" style="box-sizing: border-box;">Delivered online</h4>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">This course is delivered online with materials delivered for you to study in your own time and at your own pace. There will be eight 3-hour virtual masterclasses over four weekends and seven live virtual classrooms spread over the duration of the course.</p><h3 fr-original-style="" style="box-sizing: border-box;">Certification</h3>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">Practitioners who successfully complete the programme will be certificated as follows:</p>
<ul fr-original-style="" style="box-sizing: border-box;">
<li fr-original-style="" style="box-sizing: border-box;">ICA Certified Professional designation awarded by the ICA</li>
<li fr-original-style="" style="box-sizing: border-box;">Professional Postgraduate Diploma in Governance, Risk and Compliance awarded by ICA in association with University of Manchester Business School</li>
<li fr-original-style="" style="box-sizing: border-box;">Fellowship of the ICA (upon application)</li>
<li fr-original-style="" style="box-sizing: border-box;">Designation, ICA Professional Postgraduate Diploma in Governance, Risk and Compliance: PG Dip (G.R.C.) Fellowship of ICA:FICA [E.g. Angela Watts PG Dip (G.R.C.), Certified Professional; FICA]</li>
</ul>
<h4 fr-original-style="" style="box-sizing: border-box;">National Occupational Standards of Competence</h4>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">Your performance on the programme will be measured, against the National Occupational Standards of Competence (2011 version) produced originally by the Financial Services Skills Council (FSSC) and the ICA and revised recently by the Financial Skills Partnership.</p>
<p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">The Standards are statements of competence which articulate the requirements for effective performance in the workplace. Competence is defined as a combination of skills as well as knowledge and understanding.</p><section fr-original-style="" style="box-sizing: border-box;">
                    <p fr-original-style="" style="color: var(--text); font-size: var(--font-size); box-sizing: border-box;">The syllabus covers a variety of key issues relevant at a senior level and is designed to provide an insight into risks and potential hurdles faced by your organisation. The syllabus is delivered by an exclusive series of high profile masterclasses covering relevant topics.</p>
<ul fr-original-style="" style="box-sizing: border-box;">
<li fr-original-style="" style="box-sizing: border-box;">Building and leading a world class compliance team</li>
<li fr-original-style="" style="box-sizing: border-box;">Strategic risk management for leaders</li>
<li fr-original-style="" style="box-sizing: border-box;">Behavioural compliance: the role of psychology in culture and ethical behaviour</li>
<li fr-original-style="" style="box-sizing: border-box;">Keeping up with emerging regulatory developments</li>
<li fr-original-style="" style="box-sizing: border-box;">Governance, risk and compliance in the digital world</li>
<li fr-original-style="" style="box-sizing: border-box;">Applying governance, conduct and outcomes for the benefit of the organisation</li>
<li fr-original-style="" style="box-sizing: border-box;">Leading change in governance, risk and compliance</li>
<li fr-original-style="" style="box-sizing: border-box;">Financial crime risk in the digital age.</li>
</ul>


                </section>

ICA Professional Postgraduate Diploma in Governance, Risk & Compliance
This leadership programme has been designed to sharpen the strategic skills of senior managers and those aspiring to hold the highest compliance positions within an organisation.
This expert qualification offers:
Specialist knowledge - the highest level in the field
Strategic thinking - helps your leadership ambitions
Innovation - explores new ideas, best practice, and future developments from a global perspective
Fellowship of ICA - become automatically eligible for the highest grade of membership
Networking - grow with other like-minded, senior professionals.
Join hundreds of senior compliance professionals from over 50 countries who unlocked their leadership potential and improved their career growth opportunities with this qualification.
This course is awarded in association with Alliance Manchester Business School, the University of Manchester.
How and where can you study
The course takes 9-12 months to complete. It is a blend of online self-study, research, attendance at masterclasses and interaction with other like-minded, senior practitioners.
Attendance at eight virtual masterclasses
Seven virtual classrooms
Oral assessment.

Delivered online
This course is delivered online with materials delivered for you to study in your own time and at your own pace. There will be eight 3-hour virtual masterclasses over four weekends and seven live virtual classrooms spread over the duration of the course.
Certification
Practitioners who successfully complete the programme will be certificated as follows:
ICA Certified Professional designation awarded by the ICA
Professional Postgraduate Diploma in Governance, Risk and Compliance awarded by ICA in association with University of Manchester Business School
Fellowship of the ICA (upon application)
Designation, ICA Professional Postgraduate Diploma in Governance, Risk and Compliance: PG Dip (G.R.C.) Fellowship of ICA:FICA [E.g. Angela Watts PG Dip (G.R.C.), Certified Professional; FICA]
National Occupational Standards of Competence
Your performance on the programme will be measured, against the National Occupational Standards of Competence (2011 version) produced originally by the Financial Services Skills Council (FSSC) and the ICA and revised recently by the Financial Skills Partnership.
The Standards are statements of competence which articulate the requirements for effective performance in the workplace. Competence is defined as a combination of skills as well as knowledge and understanding.
The syllabus covers a variety of key issues relevant at a senior level and is designed to provide an insight into risks and potential hurdles faced by your organisation. The syllabus is delivered by an exclusive series of high profile masterclasses covering relevant topics.
Building and leading a world class compliance team
Strategic risk management for leaders
Behavioural compliance: the role of psychology in culture and ethical behaviour
Keeping up with emerging regulatory developments
Governance, risk and compliance in the digital world
Applying governance, conduct and outcomes for the benefit of the organisation
Leading change in governance, risk and compliance
Financial crime risk in the digital age.

International Compliance Association

ICA Professional Postgraduate Diploma in Governance, Risk & Compliance

<p>Key Highlights of this fast track Diploma in Accounting and Finance - Level 7 qualification are:</p> <p>Program Duration: 6 Months (Regular mode also available))</p> <p>Program Credits: 120</p> <p>Designed for working Professionals</p> <p>Format: Online</p> <p>No Written Exam. The Assessment is done via Submission of Assignment</p> <p>Tutor Assist available</p> <p>Dedicated Student Success Manager</p> <p>Timely Doubt Resolution</p> <p>Regular Networking Events with Industry Professionals</p> <p>Become eligible to gain direct entry into relevant Master's degree programme.</p> <p>LSBR Alumni Status</p> <p>No Cost EMI Option</p><p>The objective of this fast track Level 7 Diploma in Accounting and Finance (accredited by Othm) qualification is to provide learners with an understanding of:</p> <ul> <li>Contemporary and specialised approaches to accountancy and finance</li><li>Key practical, theoretical and empirical issues, and academic research</li><li>The complexity of the ever-changing legal framework in which the financial sector operates</li><li>The latest developments in accountancy and reporting required by local, national and European government.</li></ul> <p>This fast track Level 7 Diploma in Accounting and Finance qualification equips learners with the essential skills and knowledge needed to pursue high level careers in all types of organisations in the public and private sector and within industry and commerce, both in the UK and abroad.</p> <p>The Level 7 Diploma in Accounting and Finance qualification in fast track mode also provides learners with the opportunity to work toward a relevant Master's programme with advanced standing. This qualification is designed for learners who wish to pursue a career in the:</p> <ul> <li>Financial Services industry,</li><li>Professional Accountancy,</li><li>Banking and Finance or</li><li>Management.</li></ul><h2>
        
        <div>Who is this course for?</div>
    </h2>

                        <div id="who_is_this_course_for">
                             <p>Who is this Program For?Working Professionals, Level 6 / Year 3 of a three-year UK Bachelor's degree holders or learners who are looking for Career Progression and a formal Postgraduate qualification leading to award of degrees in future.</p> 
                        </div><h2>
        
        <div>Requirements</div>
    </h2>

                        <div id="requirements">
                             <p>Minimum EligibilityFor entry onto the fast track Level 7 Diploma in Accounting and Finance qualification, learners must possess an honours degree in related subject or UK level 6 diploma or an equivalent overseas qualification. Learner must be 18 years or older at the beginning of the course. No formal qualification is required from mature learners (over 21 years) who have relevant management experience. Please speak to the Admission Counsellors for waiver information.</p> 
                        </div><h2>
        
        <div>Career path</div>
    </h2>

                        <div id="career_path">
                             <p>OpportunitiesYou may look forward to role in Financial Services industry, Professional Accountancy, Banking and Finance or Management. Upon successful completion of the programme, you will also become eligible to gain direct entry into relevant Master's degree programme.</p> 
                        </div>

Key Highlights of this fast track Diploma in Accounting and Finance - Level 7 qualification are:
Program Duration: 6 Months (Regular mode also available))
Program Credits: 120
Designed for working Professionals
Format: Online
No Written Exam. The Assessment is done via Submission of Assignment
Tutor Assist available
Dedicated Student Success Manager
Timely Doubt Resolution
Regular Networking Events with Industry Professionals
Become eligible to gain direct entry into relevant Master's degree programme.
LSBR Alumni Status
No Cost EMI Option
The objective of this fast track Level 7 Diploma in Accounting and Finance (accredited by Othm) qualification is to provide learners with an understanding of:
Contemporary and specialised approaches to accountancy and finance
Key practical, theoretical and empirical issues, and academic research
The complexity of the ever-changing legal framework in which the financial sector operates
The latest developments in accountancy and reporting required by local, national and European government.
This fast track Level 7 Diploma in Accounting and Finance qualification equips learners with the essential skills and knowledge needed to pursue high level careers in all types of organisations in the public and private sector and within industry and commerce, both in the UK and abroad.
The Level 7 Diploma in Accounting and Finance qualification in fast track mode also provides learners with the opportunity to work toward a relevant Master's programme with advanced standing. This qualification is designed for learners who wish to pursue a career in the:
Financial Services industry,
Professional Accountancy,
Banking and Finance or
Management.
 Who is this course for? 
Who is this Program For?Working Professionals, Level 6 / Year 3 of a three-year UK Bachelor's degree holders or learners who are looking for Career Progression and a formal Postgraduate qualification leading to award of degrees in future.
 Requirements 
Minimum EligibilityFor entry onto the fast track Level 7 Diploma in Accounting and Finance qualification, learners must possess an honours degree in related subject or UK level 6 diploma or an equivalent overseas qualification. Learner must be 18 years or older at the beginning of the course. No formal qualification is required from mature learners (over 21 years) who have relevant management experience. Please speak to the Admission Counsellors for waiver information.
 Career path 
OpportunitiesYou may look forward to role in Financial Services industry, Professional Accountancy, Banking and Finance or Management. Upon successful completion of the programme, you will also become eligible to gain direct entry into relevant Master's degree programme.

London School Of Business And Research

Diploma in Accounting and Finance - Level 7 (Fast-Track mode) (Pathway to MSc)

<p>The objective of Level 7 Diploma in Accounting and Finance (accredited by Othm) qualification is to provide learners with an understanding of:</p> <ul> <li>Contemporary and specialised approaches to accountancy and finance</li><li>Key practical, theoretical and empirical issues, and academic research</li><li>The complexity of the ever-changing legal framework in which the financial sector operates</li><li>The latest developments in accountancy and reporting required by local, national and European government.</li></ul><p>This Level 7 Diploma in Accounting and Finance qualification equips learners with the essential skills and knowledge needed to pursue high level careers in all types of organisations in the public and private sector and within industry and commerce, both in the UK and abroad.</p> <p>The Level 7 Diploma in Accounting and Finance qualification also provides learners with the opportunity to work toward a relevant Master's programme with advanced standing. This qualification is designed for learners who wish to pursue a career in the:</p> <ul> <li>Financial Services industry,</li><li>Professional Accountancy,</li><li>Banking and Finance or</li><li>Management.</li></ul> <p>Program Overview: Diploma in Accounting and Finance - Level 7Key Highlights of Diploma in Accounting and Finance - Level 7 qualification are:</p> <p>Program Duration: 9 Months (Can be Fast tracked)</p> <p>Program Credits: 120</p> <p>Designed for working Professionals</p> <p>Format: Online</p> <p>No Written Exam. The Assessment is done via Submission of Assignment</p> <p>Tutor Assist available</p> <p>Dedicated Student Success Manager</p> <p>Timely Doubt Resolution</p> <p>Regular Networking Events with Industry Professionals</p> <p>Become eligible to gain direct entry into relevant Master's degree programme.</p> <p>LSBR Alumni Status</p> <p>No Cost EMI Option</p><h2>
        
        <div>Who is this course for?</div>
    </h2>

                        <div id="who_is_this_course_for">
                             <p>Who is this Program For?Working Professionals, Level 6 / Year 3 of a three-year UK Bachelor's degree holders or learners who are looking for Career Progression and a formal Postgraduate qualification leading to award of degrees in future.</p> 
                        </div>

The objective of Level 7 Diploma in Accounting and Finance (accredited by Othm) qualification is to provide learners with an understanding of:
Contemporary and specialised approaches to accountancy and finance
Key practical, theoretical and empirical issues, and academic research
The complexity of the ever-changing legal framework in which the financial sector operates
The latest developments in accountancy and reporting required by local, national and European government.
This Level 7 Diploma in Accounting and Finance qualification equips learners with the essential skills and knowledge needed to pursue high level careers in all types of organisations in the public and private sector and within industry and commerce, both in the UK and abroad.
The Level 7 Diploma in Accounting and Finance qualification also provides learners with the opportunity to work toward a relevant Master's programme with advanced standing. This qualification is designed for learners who wish to pursue a career in the:
Financial Services industry,
Professional Accountancy,
Banking and Finance or
Management.
Program Overview: Diploma in Accounting and Finance - Level 7Key Highlights of Diploma in Accounting and Finance - Level 7 qualification are:
Program Duration: 9 Months (Can be Fast tracked)
Program Credits: 120
Designed for working Professionals
Format: Online
No Written Exam. The Assessment is done via Submission of Assignment
Tutor Assist available
Dedicated Student Success Manager
Timely Doubt Resolution
Regular Networking Events with Industry Professionals
Become eligible to gain direct entry into relevant Master's degree programme.
LSBR Alumni Status
No Cost EMI Option
 Who is this course for? 
Who is this Program For?Working Professionals, Level 6 / Year 3 of a three-year UK Bachelor's degree holders or learners who are looking for Career Progression and a formal Postgraduate qualification leading to award of degrees in future.

Diploma in Accounting and Finance - Level 7 (Pathway to an MSc Degree)

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);">In this course, you will explore the&nbsp;<strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">core principles</strong>&nbsp;of risk and risk management in the context of the financial services sector. This training programme will cover a wide range of topics, from the regulatory environment and risk identification to the three lines of defence model and the impact of risk on the broader business environment. By the end of this course, you&rsquo;ll be equipped with the knowledge and skills necessary to navigate the complex world of financial risk management.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">This training programme will guide you through the intricacies of the financial services industry, providing real-world examples and practical insights. The course features a structured approach with end-of-chapter questions to test your understanding, ensuring that you&rsquo;re well-prepared to tackle risk management challenges.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Join us on this educational journey to enhance your understanding of risk management in financial services and to develop the expertise needed to thrive in this dynamic industry!</strong></p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Course format What&#39;s this?</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Reading material - PDF/e-book, article/plain text</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">30 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">90 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Certificate in Risk Management</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certificates</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Qualification Certificate - Free</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The AGRC Certificate in Risk Management is a comprehensive programme aimed at providing participants with a deep understanding of risk and risk management within the financial services sector. This course covers a wide array of topics, including the regulatory environment, risk identification, and the three lines of defence model.<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">By the end of the program, participants will be equipped with the knowledge and practical skills required to navigate the intricacies of financial risk management. Whether you&rsquo;re a student, professional, or simply interested in financial risk management, this course offers a solid foundation in this critical field.<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">The expected learning outcomes encompass an array of skills, from understanding risk principles to conducting risk assessments and applying risk management frameworks in practical scenarios. This program is a valuable educational journey for those seeking to excel in the dynamic world of financial services.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Some of the topics to be covered by this Certificate include:</strong></p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Principles of Risk and Risk Management</li><li fr-original-style="" style="box-sizing: border-box;">The Financial Services Sector</li><li fr-original-style="" style="box-sizing: border-box;">Impact of Risk in Financial Services</li><li fr-original-style="" style="box-sizing: border-box;">The Regulatory Environment in Financial Services</li><li fr-original-style="" style="box-sizing: border-box;">Establishing and Applying a Risk Management Framework</li><li fr-original-style="" style="box-sizing: border-box;">Approaches Used to Identify, Assess, and Treat Risks</li><li fr-original-style="" style="box-sizing: border-box;">The Three Lines of Defence Model</li><li fr-original-style="" style="box-sizing: border-box;">Sources of Risk in Financial Services</li><li fr-original-style="" style="box-sizing: border-box;">Risk Assessments in Financial Services</li><li fr-original-style="" style="box-sizing: border-box;">Risk Treatment and Incident Response</li></ul></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">This course is ideal for anyone wishing to be introduced to risk management in the financial services industry. Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course. It is also suitable to professionals pursuing regulatory CPDs in financial regulation.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and a sound educational background.</p></section>

In this course, you will explore the core principles of risk and risk management in the context of the financial services sector. This training programme will cover a wide range of topics, from the regulatory environment and risk identification to the three lines of defence model and the impact of risk on the broader business environment. By the end of this course, you’ll be equipped with the knowledge and skills necessary to navigate the complex world of financial risk management.
This training programme will guide you through the intricacies of the financial services industry, providing real-world examples and practical insights. The course features a structured approach with end-of-chapter questions to test your understanding, ensuring that you’re well-prepared to tackle risk management challenges.
Join us on this educational journey to enhance your understanding of risk management in financial services and to develop the expertise needed to thrive in this dynamic industry!



Study method
Online, self-paced
Course format What's this?
Reading material - PDF/e-book, article/plain text
Duration
30 hours
Access to content
90 days
Certification
Certificate in Risk Management
Certificates
Qualification Certificate - Free



Description
The AGRC Certificate in Risk Management is a comprehensive programme aimed at providing participants with a deep understanding of risk and risk management within the financial services sector. This course covers a wide array of topics, including the regulatory environment, risk identification, and the three lines of defence model.

By the end of the program, participants will be equipped with the knowledge and practical skills required to navigate the intricacies of financial risk management. Whether you’re a student, professional, or simply interested in financial risk management, this course offers a solid foundation in this critical field.

The expected learning outcomes encompass an array of skills, from understanding risk principles to conducting risk assessments and applying risk management frameworks in practical scenarios. This program is a valuable educational journey for those seeking to excel in the dynamic world of financial services.
Some of the topics to be covered by this Certificate include:
Principles of Risk and Risk Management
The Financial Services Sector
Impact of Risk in Financial Services
The Regulatory Environment in Financial Services
Establishing and Applying a Risk Management Framework
Approaches Used to Identify, Assess, and Treat Risks
The Three Lines of Defence Model
Sources of Risk in Financial Services
Risk Assessments in Financial Services
Risk Treatment and Incident Response
Who is this course for?
This course is ideal for anyone wishing to be introduced to risk management in the financial services industry. Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course. It is also suitable to professionals pursuing regulatory CPDs in financial regulation.
Requirements
No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and a sound educational background.

LGCA | London Governance and Compliance Academy

Certificate in Risk Management

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);">In this course, you will explore the&nbsp;<strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">core principles</strong>&nbsp;of risk and risk management in the context of the financial services sector. This training programme will cover a wide range of topics, from the regulatory environment and risk identification to the three lines of defence model and the impact of risk on the broader business environment. By the end of this course, you&rsquo;ll be equipped with the knowledge and skills necessary to navigate the complex world of financial risk management.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">This training programme will guide you through the intricacies of the financial services industry, providing real-world examples and practical insights. The course features a structured approach with end-of-chapter questions to test your understanding, ensuring that you&rsquo;re well-prepared to tackle risk management challenges.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Join us on this educational journey to enhance your understanding of risk management in financial services and to develop the expertise needed to thrive in this dynamic industry!</strong></p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Course format What&#39;s this?</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Reading material - PDF/e-book, slides, article/plain text</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">15 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">365 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">AGRC Certificate in ESG Principles and Standards</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Overview</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">During the past several years, ESG has gained plenty of prominence throughout the corporate world as a growing number of organisations have started embracing its three pillars and setting up programmes targeting issues such as climate change, diversity, equity and inclusion, employee benefits, executive bonus structures, and more.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Pressure from stakeholders, the upcoming generation of professionals and consumers, and society at large have made it a crucial part of any organisation&rsquo;s strategy to look after their activities and performance in these areas. In many cases, these organisations&rsquo; growth, stability, and continuity as businesses are at stake.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">As part of this programme, you will pick up the ins and outs of ESG from a compliance and reporting perspective and be better prepared to help your organisation develop a sound, effective, and long-term strategy to tackle all ESG issues.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Certification</h2><h3 fr-original-style="" style="box-sizing: border-box;">AGRC Certificate in ESG Principles and Standards</h3>Awarded by Association of Governance, Risk and Compliance</section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The AGRC Certificate in ESG Principles and Standards provides participants with a thorough understanding of a topic that has gained increasing significance and attention amongst corporations, regulators, and researchers. At the same, the Certificate offers guidance as to how corporations can best prepare under the growing number of ESG-related regulations.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Topics to be covered by this certificate include:</p><ul fr-original-style="" style="box-sizing: border-box;"><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">The Stakeholder Theory</li><li fr-original-style="" style="box-sizing: border-box;">Corporate Social Responsibility (CSR) vs. ESG</li><li fr-original-style="" style="box-sizing: border-box;">Sustainability</li><li fr-original-style="" style="box-sizing: border-box;">The Environment, Social and Governance Pillars</li><li fr-original-style="" style="box-sizing: border-box;">Green Finance</li><li fr-original-style="" style="box-sizing: border-box;">Principles of Responsible Banking, Investment, and Insurance</li><li fr-original-style="" style="box-sizing: border-box;">The Business Case for CSR, ESG, and Sustainability</li><li fr-original-style="" style="box-sizing: border-box;">Global Initiatives and Development such as The Paris Agreement, the European Green Deal, and the UK&rsquo;s Green Finance Strategy</li><li fr-original-style="" style="box-sizing: border-box;">ESG Reporting Standards and Frameworks</li><li fr-original-style="" style="box-sizing: border-box;">ESG Investing Strategies</li><li fr-original-style="" style="box-sizing: border-box;">The Push for ESG into the Future</li></ul></ul><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">By acquiring the Certificate, participants will be able to:</p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Define the three ESG pillars&mdash;Environment, Social and Governance.</li><li fr-original-style="" style="box-sizing: border-box;">Identify the importance of ESG and CSR programmes to an organisation&rsquo;s corporate governance practices.</li><li fr-original-style="" style="box-sizing: border-box;">Understand the main concepts behind Green Finance and how responsible banking, investment, and insurance work within this framework.</li><li fr-original-style="" style="box-sizing: border-box;">Describe the objectives and main tenets of the many global initiatives set up to encourage policies that will contribute to the growth and advancement of ESG issues.</li><li fr-original-style="" style="box-sizing: border-box;">Study the main ESG reporting standards and frameworks so that your organisation is better prepared to fulfil its reporting requirements.</li><li fr-original-style="" style="box-sizing: border-box;">Understand the main concepts behind ESG investing.</li></ul></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">This course is ideal for anyone wishing to be introduced to ESG and the different requirements that this sector might entail moving forward. Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and a sound educational background.</p></section></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><br fr-original-style="" style="box-sizing: border-box;"></section>

In this course, you will explore the core principles of risk and risk management in the context of the financial services sector. This training programme will cover a wide range of topics, from the regulatory environment and risk identification to the three lines of defence model and the impact of risk on the broader business environment. By the end of this course, you’ll be equipped with the knowledge and skills necessary to navigate the complex world of financial risk management.
This training programme will guide you through the intricacies of the financial services industry, providing real-world examples and practical insights. The course features a structured approach with end-of-chapter questions to test your understanding, ensuring that you’re well-prepared to tackle risk management challenges.
Join us on this educational journey to enhance your understanding of risk management in financial services and to develop the expertise needed to thrive in this dynamic industry!



Study method
Online, self-paced
Course format What's this?
Reading material - PDF/e-book, slides, article/plain text
Duration
15 hours
Access to content
365 days
Certification
AGRC Certificate in ESG Principles and Standards



Overview
During the past several years, ESG has gained plenty of prominence throughout the corporate world as a growing number of organisations have started embracing its three pillars and setting up programmes targeting issues such as climate change, diversity, equity and inclusion, employee benefits, executive bonus structures, and more.
Pressure from stakeholders, the upcoming generation of professionals and consumers, and society at large have made it a crucial part of any organisation’s strategy to look after their activities and performance in these areas. In many cases, these organisations’ growth, stability, and continuity as businesses are at stake.
As part of this programme, you will pick up the ins and outs of ESG from a compliance and reporting perspective and be better prepared to help your organisation develop a sound, effective, and long-term strategy to tackle all ESG issues.
Certification
AGRC Certificate in ESG Principles and Standards
Awarded by Association of Governance, Risk and Compliance
Description
The AGRC Certificate in ESG Principles and Standards provides participants with a thorough understanding of a topic that has gained increasing significance and attention amongst corporations, regulators, and researchers. At the same, the Certificate offers guidance as to how corporations can best prepare under the growing number of ESG-related regulations.
Topics to be covered by this certificate include:
The Stakeholder Theory
Corporate Social Responsibility (CSR) vs. ESG
Sustainability
The Environment, Social and Governance Pillars
Green Finance
Principles of Responsible Banking, Investment, and Insurance
The Business Case for CSR, ESG, and Sustainability
Global Initiatives and Development such as The Paris Agreement, the European Green Deal, and the UK’s Green Finance Strategy
ESG Reporting Standards and Frameworks
ESG Investing Strategies
The Push for ESG into the Future
By acquiring the Certificate, participants will be able to:
Define the three ESG pillars—Environment, Social and Governance.
Identify the importance of ESG and CSR programmes to an organisation’s corporate governance practices.
Understand the main concepts behind Green Finance and how responsible banking, investment, and insurance work within this framework.
Describe the objectives and main tenets of the many global initiatives set up to encourage policies that will contribute to the growth and advancement of ESG issues.
Study the main ESG reporting standards and frameworks so that your organisation is better prepared to fulfil its reporting requirements.
Understand the main concepts behind ESG investing.
Who is this course for?
This course is ideal for anyone wishing to be introduced to ESG and the different requirements that this sector might entail moving forward. Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course.
Requirements
No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and a sound educational background.

Certificate in ESG Principles & Standards

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Here&rsquo;s your starting point to a rewarding and successful career in compliance!</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Learn the ins and outs of compliance for the financial services industry with LGCA and become a certified professional member of the fastest growing GRC association out there.</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programmes that supports ethical conduct and commitment to compliance.</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">25 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">360 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Certificate in Compliance</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Additional info</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Exam(s) / assessment(s) is included in price</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">This certificate programme will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications.<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">In addition, you will explore the foundational principles of compliance: what are the sources of compliance requirements; where are the requirements found; what behavior satisfies &ldquo;compliance;&rdquo; and how do compliance personnel motivate compliant behavior throughout their organization.<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Expected Learning Outcomes</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">By acquiring the Certificate, participants are expected to be able to:<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; Comprehend and maintain awareness of compliance requirements<br fr-original-style="" style="box-sizing: border-box;">&bull; Organise and monitor the operation of compliance management system<br fr-original-style="" style="box-sizing: border-box;">&bull; Implement processes for the management of breaches in compliance requirements<br fr-original-style="" style="box-sizing: border-box;">&bull; Provide education and training on compliance requirements and systems<br fr-original-style="" style="box-sizing: border-box;">&bull; Promote and liaise on compliance requirements, systems and related issues<br fr-original-style="" style="box-sizing: border-box;">&bull; Promote compliance with a sound understanding of the requisite legislation<br fr-original-style="" style="box-sizing: border-box;">&bull; Show leadership in the workplace<br fr-original-style="" style="box-sizing: border-box;">&bull; Identify risk and apply risk management processes<br fr-original-style="" style="box-sizing: border-box;">&bull; Manage projects<br fr-original-style="" style="box-sizing: border-box;">&bull; Undertake compliance audits<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certificate Content</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Compliance</strong><br fr-original-style="" style="box-sizing: border-box;">&bull; Compliance Programs<br fr-original-style="" style="box-sizing: border-box;">&bull; Compliance Perspectives<br fr-original-style="" style="box-sizing: border-box;">&bull; Why do we Need Compliance?<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">International Regulatory Landscape</strong><br fr-original-style="" style="box-sizing: border-box;">&bull; Key Elements<br fr-original-style="" style="box-sizing: border-box;">&bull; Principle based Vs Rules Based Approach<br fr-original-style="" style="box-sizing: border-box;">&bull; Market Forces<br fr-original-style="" style="box-sizing: border-box;">&bull; Regulation and Practice<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Compliance in Practice</strong><br fr-original-style="" style="box-sizing: border-box;">&bull; The role of the Compliance department<br fr-original-style="" style="box-sizing: border-box;">&bull; The role of the Compliance Officer<br fr-original-style="" style="box-sizing: border-box;">&bull; The role of the Board<br fr-original-style="" style="box-sizing: border-box;">&bull; Key compliance activities and processes<br fr-original-style="" style="box-sizing: border-box;">&bull; Key compliance relationships<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Ethics, Compliance and Governance Perspectives</strong><br fr-original-style="" style="box-sizing: border-box;">&bull; Ethics<br fr-original-style="" style="box-sizing: border-box;">&bull; Compliance<br fr-original-style="" style="box-sizing: border-box;">&bull; Governance<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Other Key Compliance Areas</strong><br fr-original-style="" style="box-sizing: border-box;">&bull; Anti-money laundering<br fr-original-style="" style="box-sizing: border-box;">&bull; Financial crime prevention<br fr-original-style="" style="box-sizing: border-box;">&bull; Managing risk<br fr-original-style="" style="box-sizing: border-box;">&bull; Enforcement<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certificate Format</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; Register at any time for this online, open certificate<br fr-original-style="" style="box-sizing: border-box;">&bull; Study in your own time and at your own pace (you have up to 3 months to complete the certificate)<br fr-original-style="" style="box-sizing: border-box;">&bull; Assessed by online multiple-choice exam<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Exam Format</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; Type: Multiple choice, closed book online exam<br fr-original-style="" style="box-sizing: border-box;">&bull; Duration: Two hours<br fr-original-style="" style="box-sizing: border-box;">&bull; Pass mark: 70%<br fr-original-style="" style="box-sizing: border-box;">&bull; Number of questions: 100<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">What is included</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; 25 hours of self-paced online interactive learning including analysis of 4 practical case studies<br fr-original-style="" style="box-sizing: border-box;">&bull; 1-year free AGRC membership<br fr-original-style="" style="box-sizing: border-box;">&bull; Practice Questions<br fr-original-style="" style="box-sizing: border-box;">&bull; Online Exam and AGRC Certificate</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Staff working in or aspiring to work in the compliance area</p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">New graduates from any discipline</li><li fr-original-style="" style="box-sizing: border-box;">Staff involved in risk functions and internal or external audit</li><li fr-original-style="" style="box-sizing: border-box;">Those wanting to build a career in compliance in the fields of:&nbsp;<strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Banking &ndash; Insurance &ndash; Other financial services</strong></li></ul></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and sound educational background.</strong></p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Career path</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Compliance Officer, Head of Compliance, Compliance Director</p></section></section></section></section></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><br fr-original-style="" style="box-sizing: border-box;"></section>

Here’s your starting point to a rewarding and successful career in compliance!
Learn the ins and outs of compliance for the financial services industry with LGCA and become a certified professional member of the fastest growing GRC association out there.
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programmes that supports ethical conduct and commitment to compliance.



Study method
Online, self-paced
Duration
25 hours
Access to content
360 days
Certification
Certificate in Compliance
Additional info
Exam(s) / assessment(s) is included in price



Description
This certificate programme will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications.

In addition, you will explore the foundational principles of compliance: what are the sources of compliance requirements; where are the requirements found; what behavior satisfies “compliance;” and how do compliance personnel motivate compliant behavior throughout their organization.

Expected Learning Outcomes

By acquiring the Certificate, participants are expected to be able to:

• Comprehend and maintain awareness of compliance requirements
• Organise and monitor the operation of compliance management system
• Implement processes for the management of breaches in compliance requirements
• Provide education and training on compliance requirements and systems
• Promote and liaise on compliance requirements, systems and related issues
• Promote compliance with a sound understanding of the requisite legislation
• Show leadership in the workplace
• Identify risk and apply risk management processes
• Manage projects
• Undertake compliance audits

Certificate Content

Compliance
• Compliance Programs
• Compliance Perspectives
• Why do we Need Compliance?

International Regulatory Landscape
• Key Elements
• Principle based Vs Rules Based Approach
• Market Forces
• Regulation and Practice

Compliance in Practice
• The role of the Compliance department
• The role of the Compliance Officer
• The role of the Board
• Key compliance activities and processes
• Key compliance relationships

Ethics, Compliance and Governance Perspectives
• Ethics
• Compliance
• Governance

Other Key Compliance Areas
• Anti-money laundering
• Financial crime prevention
• Managing risk
• Enforcement

Certificate Format

• Register at any time for this online, open certificate
• Study in your own time and at your own pace (you have up to 3 months to complete the certificate)
• Assessed by online multiple-choice exam

Exam Format

• Type: Multiple choice, closed book online exam
• Duration: Two hours
• Pass mark: 70%
• Number of questions: 100

What is included

• 25 hours of self-paced online interactive learning including analysis of 4 practical case studies
• 1-year free AGRC membership
• Practice Questions
• Online Exam and AGRC Certificate
Who is this course for?
Staff working in or aspiring to work in the compliance area
New graduates from any discipline
Staff involved in risk functions and internal or external audit
Those wanting to build a career in compliance in the fields of: Banking – Insurance – Other financial services
Requirements
No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and sound educational background.
Career path
Compliance Officer, Head of Compliance, Compliance Director

Certificate in Compliance

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">In this day and age, it&rsquo;s crucial to know everything there is to know about international economic sanctions.</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">With AGRC&rsquo;s Certificate in Sanctions Compliance, you will acquire the theoretical and practical knowledge and skills to comply with any sanction imposed and protect your business from penalties and reputational damage.</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Over the past several decades, international economic sanctions have become a central instrument in global governance, being employed by both sovereign states and international organisations.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">More recently, there has been a shift towards &lsquo;smart&rsquo; or targeted sanctions that aim at the political and economic elites of targeted countries (e.g., through asset freezes and travel bans) rather than a more comprehensive sanctions approach (e.g., large-scale trade or oil embargoes) that has a detrimental effect on civilian populations.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">In the era of financial globalisation, such &lsquo;smart&rsquo; sanctions entail increased compliance obligations for state institutions and private organisations which, if not met, carry significant fines, penalties, and other adverse consequences.</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">25 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">365 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Certificate in Compliance</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Additional info</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Exam(s) / assessment(s) is included in price</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">This certificate provides a thorough understanding of sanctions and an opportunity to explore the recent global trends in economic sanctioning, while tracing the roles of the relevant actors within this complex framework.</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">You will examine the motives and rationale behind such decisions, the effects and consequences experienced not only by the targeted parties but also those doing business with them, either directly or indirectly.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The certificate is structured to offer the relevant knowledge with reference to practical examples that will enable for a sanctions compliance strategy to be conducted in an effective manner, essential to mitigating the sanctions risk.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Topics Covered</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Definition of sanctions<br fr-original-style="" style="box-sizing: border-box;">&bull; Framework and legal basis<br fr-original-style="" style="box-sizing: border-box;">&bull; The international framework<br fr-original-style="" style="box-sizing: border-box;">&bull; Multilateral sanctions<br fr-original-style="" style="box-sizing: border-box;">&bull; Unilateral sanctions and key sovereign states<br fr-original-style="" style="box-sizing: border-box;">&bull; The legal and institutional framework<br fr-original-style="" style="box-sizing: border-box;">&bull; Categories of restrictive measures<br fr-original-style="" style="box-sizing: border-box;">&bull; Administration of sanctions<br fr-original-style="" style="box-sizing: border-box;">&bull; Managing and mitigating sanctions risk<br fr-original-style="" style="box-sizing: border-box;">&bull; Sanctions compliance programmes<br fr-original-style="" style="box-sizing: border-box;">&bull; Processes and systems<br fr-original-style="" style="box-sizing: border-box;">&bull; Sanctions screening and evasion</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Expected Learning Outcomes</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Upon completing this certification, you will be able to:</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Understand sanctions and the importance of compliance<br fr-original-style="" style="box-sizing: border-box;">&bull; Understand why it&rsquo;s important to comply<br fr-original-style="" style="box-sizing: border-box;">&bull; Review and understand the global sanctions framework<br fr-original-style="" style="box-sizing: border-box;">&bull; Define a sanctions compliance programme and governance framework<br fr-original-style="" style="box-sizing: border-box;">&bull; Define sanctions lists and screening<br fr-original-style="" style="box-sizing: border-box;">&bull; Manage alert investigations<br fr-original-style="" style="box-sizing: border-box;">&bull; Understand sanctions risk<br fr-original-style="" style="box-sizing: border-box;">&bull; Determine how much your institution is vulnerable to sanctions risks<br fr-original-style="" style="box-sizing: border-box;">&bull; Apply modern methodologies that will increase the efficiency and effectiveness of your programme<br fr-original-style="" style="box-sizing: border-box;">&bull; Protect your institution from dealing with embargoed individuals or entities<br fr-original-style="" style="box-sizing: border-box;">&bull; Understand the best practices for sanctions compliance controls</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Financial crime and regulatory compliance professionals</li><li fr-original-style="" style="box-sizing: border-box;">Professionals working within the sanctions environment who wish to certify their knowledge</li><li fr-original-style="" style="box-sizing: border-box;">Operational staff who need to understand the importance of sanctions compliance</li><li fr-original-style="" style="box-sizing: border-box;">Regulators</li><li fr-original-style="" style="box-sizing: border-box;">Consultants</li><li fr-original-style="" style="box-sizing: border-box;">AML, compliance, and risk professionals</li><li fr-original-style="" style="box-sizing: border-box;">Anyone working in financial services interested in attaining a better understanding of how sanctions work</li></ul></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and sound educational background.</strong></p></section></section></section></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><br fr-original-style="" style="box-sizing: border-box;"></section>

In this day and age, it’s crucial to know everything there is to know about international economic sanctions.
With AGRC’s Certificate in Sanctions Compliance, you will acquire the theoretical and practical knowledge and skills to comply with any sanction imposed and protect your business from penalties and reputational damage.
Over the past several decades, international economic sanctions have become a central instrument in global governance, being employed by both sovereign states and international organisations.
More recently, there has been a shift towards ‘smart’ or targeted sanctions that aim at the political and economic elites of targeted countries (e.g., through asset freezes and travel bans) rather than a more comprehensive sanctions approach (e.g., large-scale trade or oil embargoes) that has a detrimental effect on civilian populations.
In the era of financial globalisation, such ‘smart’ sanctions entail increased compliance obligations for state institutions and private organisations which, if not met, carry significant fines, penalties, and other adverse consequences.



Study method
Online, self-paced
Duration
25 hours
Access to content
365 days
Certification
Certificate in Compliance
Additional info
Exam(s) / assessment(s) is included in price



Description
This certificate provides a thorough understanding of sanctions and an opportunity to explore the recent global trends in economic sanctioning, while tracing the roles of the relevant actors within this complex framework.
You will examine the motives and rationale behind such decisions, the effects and consequences experienced not only by the targeted parties but also those doing business with them, either directly or indirectly.
The certificate is structured to offer the relevant knowledge with reference to practical examples that will enable for a sanctions compliance strategy to be conducted in an effective manner, essential to mitigating the sanctions risk.
Topics Covered
• Definition of sanctions
• Framework and legal basis
• The international framework
• Multilateral sanctions
• Unilateral sanctions and key sovereign states
• The legal and institutional framework
• Categories of restrictive measures
• Administration of sanctions
• Managing and mitigating sanctions risk
• Sanctions compliance programmes
• Processes and systems
• Sanctions screening and evasion
Expected Learning Outcomes
Upon completing this certification, you will be able to:
• Understand sanctions and the importance of compliance
• Understand why it’s important to comply
• Review and understand the global sanctions framework
• Define a sanctions compliance programme and governance framework
• Define sanctions lists and screening
• Manage alert investigations
• Understand sanctions risk
• Determine how much your institution is vulnerable to sanctions risks
• Apply modern methodologies that will increase the efficiency and effectiveness of your programme
• Protect your institution from dealing with embargoed individuals or entities
• Understand the best practices for sanctions compliance controls
Who is this course for?
Financial crime and regulatory compliance professionals
Professionals working within the sanctions environment who wish to certify their knowledge
Operational staff who need to understand the importance of sanctions compliance
Regulators
Consultants
AML, compliance, and risk professionals
Anyone working in financial services interested in attaining a better understanding of how sanctions work
Requirements
No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and sound educational background.

Certificate in Sanctions Compliance

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Become a financial crime prevention superhero with LGCA&rsquo;s help!</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Pick up everything you need to know to join a company&rsquo;s AML function and start fighting crime with your newfound knowledge and skills.</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">The Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions should respond to increasingly complex attempts by criminal individuals and entities to process proceedings from illegal activities in a manner that enables them to enjoy such illegal proceedings.</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">25 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">360 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Certificate in Anti Money Laundering (AML)</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Additional info</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Exam(s) / assessment(s) is included in price</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">About the Certificate</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Participants will investigate what is ML, what constitutes a risk-based approach in dealing with ML and the relevant policies and procedures that may be adopted by a financial institution as part of a coherent AML Strategy. In addition, participants will be provided with an overall assessment of international economic sanctions and how these are valuable tools in combating ML.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The Certificate also offers participants, a practical perspective of how AML attempts have been formally incorporated and have led to the creation of legal frameworks that aim to prevent ML practices.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The knowledge obtained by undertaking this Certificate is an invaluable asset for professionals that seek to enhance their career prospects in AML which is becoming an increasingly significant issue for financial institutions.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Topics covered</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Money laundering methods, techniques, red flags, key risk areas and compliance best practices &amp; checklists</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; KYC and CDD: Beneficial ownership, money laundering risks in gatekeeper roles, politically exposed persons, and much more</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Economic Sanctions and relevant frameworks</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Vulnerabilities of Financial Institutions</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Legal Framework for AML &ndash; A practical perspective</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Case Studies and analysis</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Expected Learning Outcomes</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Identify ML-related risks and dangers that need to be dealt with through a rigid AML strategy</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Understand ML risk assessment and management and learn how to design a comprehensive AML risk-based approach</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Review the relevant processes and procedures that need to be adopted as part of an AML strategy</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Gain a practical perspective through a review of the relevant legal framework that covers AML</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Understand the importance of sanctions and how these can be utilised as a tool to combat ML</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Format</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Register at any time</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Study in your own time and at your own pace (you have up to 3 months to complete the Certificate)</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Assessed by an online multiple-choice exam</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">What is included</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; 25 hours of self-paced online interactive learning including analysis of 5 practical case studies</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; 1-year free AGRC membership</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Online Exam and AGRC Certificate</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Completion Requirements</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Success in all the unit tests. Each unit is allocated two, three or four Multiple Choice questions (MCQs). In total 33 MCQs with a pass mark of 70% and an unlimited number of attempts. Each unit test is 10 minutes.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">&bull; Success in the final test of 40 MCQs for the completion and award of the Certificate in Anti Money Laundering, issued by the Association of Governance, Risk and Compliance (AGRC). The pass mark is 70% and two attempts are permitted. The final test is 60 minutes.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Individuals who aspire to a career in AML, staff with specific anti-money laundering duties and staff working in financial services who want a comprehensive training in AML. No previous knowledge or experience is required although it is assumed that participants have good knowledge of English and a sound education background.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and sound educational background.</strong></p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Career path</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">AML Officer, MLRO, Head of Back Office, Compliance Officer, Risk Manager, Manager, Director</p></section></section></section></section></section></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><br fr-original-style="" style="box-sizing: border-box;"></section>

Become a financial crime prevention superhero with LGCA’s help!
Pick up everything you need to know to join a company’s AML function and start fighting crime with your newfound knowledge and skills.
The Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions should respond to increasingly complex attempts by criminal individuals and entities to process proceedings from illegal activities in a manner that enables them to enjoy such illegal proceedings.



Study method
Online, self-paced
Duration
25 hours
Access to content
360 days
Certification
Certificate in Anti Money Laundering (AML)
Additional info
Exam(s) / assessment(s) is included in price



Description
About the Certificate
Participants will investigate what is ML, what constitutes a risk-based approach in dealing with ML and the relevant policies and procedures that may be adopted by a financial institution as part of a coherent AML Strategy. In addition, participants will be provided with an overall assessment of international economic sanctions and how these are valuable tools in combating ML.
The Certificate also offers participants, a practical perspective of how AML attempts have been formally incorporated and have led to the creation of legal frameworks that aim to prevent ML practices.
The knowledge obtained by undertaking this Certificate is an invaluable asset for professionals that seek to enhance their career prospects in AML which is becoming an increasingly significant issue for financial institutions.
Topics covered
• Money laundering methods, techniques, red flags, key risk areas and compliance best practices & checklists
• KYC and CDD: Beneficial ownership, money laundering risks in gatekeeper roles, politically exposed persons, and much more
• Economic Sanctions and relevant frameworks
• Vulnerabilities of Financial Institutions
• Legal Framework for AML – A practical perspective
• Case Studies and analysis
Expected Learning Outcomes
• Identify ML-related risks and dangers that need to be dealt with through a rigid AML strategy
• Understand ML risk assessment and management and learn how to design a comprehensive AML risk-based approach
• Review the relevant processes and procedures that need to be adopted as part of an AML strategy
• Gain a practical perspective through a review of the relevant legal framework that covers AML
• Understand the importance of sanctions and how these can be utilised as a tool to combat ML
Format
• Register at any time
• Study in your own time and at your own pace (you have up to 3 months to complete the Certificate)
• Assessed by an online multiple-choice exam
What is included
• 25 hours of self-paced online interactive learning including analysis of 5 practical case studies
• 1-year free AGRC membership
• Online Exam and AGRC Certificate
Completion Requirements
• Success in all the unit tests. Each unit is allocated two, three or four Multiple Choice questions (MCQs). In total 33 MCQs with a pass mark of 70% and an unlimited number of attempts. Each unit test is 10 minutes.
• Success in the final test of 40 MCQs for the completion and award of the Certificate in Anti Money Laundering, issued by the Association of Governance, Risk and Compliance (AGRC). The pass mark is 70% and two attempts are permitted. The final test is 60 minutes.
Who is this course for?
Individuals who aspire to a career in AML, staff with specific anti-money laundering duties and staff working in financial services who want a comprehensive training in AML. No previous knowledge or experience is required although it is assumed that participants have good knowledge of English and a sound education background.
Requirements
No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and sound educational background.
Career path
AML Officer, MLRO, Head of Back Office, Compliance Officer, Risk Manager, Manager, Director

Certificate in Anti Money Laundering (AML)

<p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Whether you&rsquo;re a board member or just curious about corporate governance, this AGRC certificate is for you!</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Learn what it takes for any firm to build and maintain a robust, dependable, and responsible corporate governance backbone with this self-paced, online certificate delivered by LGCA.</strong></p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">The concept of corporate governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become even more prominent following significant cases of corporate failure that had adverse effects on the global interconnected economy.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Additionally, the Certificate places emphasis on how internal control mechanisms need to be designed and underlines how helpful the three lines of defence model may be.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">The certificate also covers the importance of maintaining strong and productive relations within the Board, ones that are based on trust and which allow for effective meetings and interaction to be achieved.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Lastly, emphasis is placed on the modern concepts of Corporate Social Responsibility (CSR), Environmental Social Governance (ESG), and Sustainability, and how the Board needs to respond to these trends as they gain increased relevance and importance for the corporate world. Overall, the knowledge obtained by undertaking this Certificate is an invaluable asset for professionals looking to enhance their career prospects in Corporate Governance.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">The link between poor corporate governance practices and the excessive taking of risks that led to the downfall or bail-out of important financial institutions necessitated a discussion on how to strengthen corporate governance and protect the economy against similar cases in the future. Effectively, new regulatory requirements have been established, while existing codes of governance have been revised.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">Such efforts aim to focus on requirements that should be fulfilled by an organisation&rsquo;s management body and enhance three areas of governance: remuneration, risk management, and internal control.</p><p style="color: rgb(15, 21, 26); font-size: var(--font-size); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);">In this programme, participants will review key definitions of corporate governance and the benefits associated with the implementation of good corporate governance practices. More specifically, participants will look in greater detail at the Board of Directors, covering the duties and responsibilities of Directors, the composition of the Board, the role of key post-holders, the many Board committees and how they are structured, and how a Board&rsquo;s performance can be evaluated.</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Study method</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Online, self-paced</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Course format What&#39;s this?</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Reading material - PDF/e-book, slides, article/plain text</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Duration</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">15 hours</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Access to content</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">365 days</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certification</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Certificate in Corporate Governance</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">CPD</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">15 CPD hours / points</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Certificates</strong></p><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">AGRC Certificate in Corporate Governance - Free</p><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Additional info</strong></p><p id="isPasted" fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Exam(s) / assessment(s) is included in price</p><hr fr-original-style="" style="border-color: var(--border-muted); border-style: solid; clear: both; break-after: page; user-select: none; box-sizing: border-box;"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><section style="color: rgb(15, 21, 26); box-sizing: border-box;" id="isPasted" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Description</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The AGRC Certificate in Corporate Governance provides participants with a thorough understanding of a topic that has gained increasing significance and attention amongst corporations, regulators, and researchers. At the same, the Certificate offers guidance as to how corporations can best prepare in creating solid governance structures that will help them deal with the myriad of modern-day corporate challenges and risks.</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Syllabus:</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Introduction to Corporate Governance</strong></p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Definition of Corporate Governance</li><li fr-original-style="" style="box-sizing: border-box;">Ethics and Governance</li><li fr-original-style="" style="box-sizing: border-box;">Key Relevant Governance Theories</li><li fr-original-style="" style="box-sizing: border-box;">Agency Theory</li><li fr-original-style="" style="box-sizing: border-box;">Stakeholder Theory</li></ul><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">The Benefits of Corporate Governance</strong></p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Board of Directors</li><li fr-original-style="" style="box-sizing: border-box;">Duties and Responsibilities of Directors</li><li fr-original-style="" style="box-sizing: border-box;">Specific Requirements for Financial Institutions</li><li fr-original-style="" style="box-sizing: border-box;">Board Appointments and Composition</li><li fr-original-style="" style="box-sizing: border-box;">Independent and Non-Executive Directors (INEDs)</li><li fr-original-style="" style="box-sizing: border-box;">The Importance of Diversity in a Board</li><li fr-original-style="" style="box-sizing: border-box;">Committee Structure</li><li fr-original-style="" style="box-sizing: border-box;">Board Committees</li><li fr-original-style="" style="box-sizing: border-box;">Committee Structure</li><li fr-original-style="" style="box-sizing: border-box;">Audit Committee</li><li fr-original-style="" style="box-sizing: border-box;">Risk Committee</li><li fr-original-style="" style="box-sizing: border-box;">Nominations Committee</li><li fr-original-style="" style="box-sizing: border-box;">Remuneration Committees</li><li fr-original-style="" style="box-sizing: border-box;">Key Post-Holders in a Board</li><li fr-original-style="" style="box-sizing: border-box;">Chair of the Board</li><li fr-original-style="" style="box-sizing: border-box;">Senior Independent Director (SID)</li><li fr-original-style="" style="box-sizing: border-box;">CEO (Ex-Officio Board Member)</li><li fr-original-style="" style="box-sizing: border-box;">Evaluation &amp; Continuous Development</li><li fr-original-style="" style="box-sizing: border-box;">Knowledge of Industry and OrganisationInternal Control Mechanisms</li><li fr-original-style="" style="box-sizing: border-box;">Internal Controls and Risk Management</li><li fr-original-style="" style="box-sizing: border-box;">Three-Lines of Defence model</li></ul><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Intra-Board Relations</strong></p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Effective Meetings</li></ul><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">CSR, ESG and Sustainability</strong></p><ul fr-original-style="" style="box-sizing: border-box;"><li fr-original-style="" style="box-sizing: border-box;">Definitions of Relevant Terms</li><li fr-original-style="" style="box-sizing: border-box;">Corporate Social Responsibility (CSR)</li><li fr-original-style="" style="box-sizing: border-box;">Environmental Social Governance (ESG)</li><li fr-original-style="" style="box-sizing: border-box;">Sustainability</li><li fr-original-style="" style="box-sizing: border-box;">The Business Case for CSR, ESG, and Sustainability</li><li fr-original-style="" style="box-sizing: border-box;">ESG, Sustainability, and the Role of the Board</li></ul><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">Format</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; Register at any time for this online, open Certificate<br fr-original-style="" style="box-sizing: border-box;">&bull; Study in your own time and at your own pace (you have up to 3 months to complete)<br fr-original-style="" style="box-sizing: border-box;">&bull; Assessed by online multiple-choice exam<br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">What is included</strong><br fr-original-style="" style="box-sizing: border-box;"><br fr-original-style="" style="box-sizing: border-box;">&bull; 15 hours of self-paced online interactive learning including analysis of 7 practical case studies<br fr-original-style="" style="box-sizing: border-box;">&bull; 1-year free AGRC membership<br fr-original-style="" style="box-sizing: border-box;">&bull; Online Exam and AGRC Certificate</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Who is this course for?</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">This course is ideal for anyone wishing to be introduced to the main regulatory provisions in financial services and trends in corporate governance.</strong></p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course. It is also suitable for professionals pursuing regulatory CPDs in financial regulation.</p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Requirements</h2><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;"><strong fr-original-style="" style="font-weight: 700; box-sizing: border-box;">No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and sound educational background.</strong></p></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h2 fr-original-style="" style="box-sizing: border-box;">Certificates</h2></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><h4 fr-original-style="" style="box-sizing: border-box;">AGRC Certificate in Corporate Governance</h4><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">Digital certificate - Included</p><p fr-original-style="" style="font-size: var(--font-size); box-sizing: border-box;">The certificate is issued upon successful passing of the final exam.</p></section></section></section><section style="color: rgb(15, 21, 26); box-sizing: border-box;" fr-original-style=" color: rgb(15, 21, 26);"><br fr-original-style="" style="box-sizing: border-box;"></section>

Whether you’re a board member or just curious about corporate governance, this AGRC certificate is for you!
Learn what it takes for any firm to build and maintain a robust, dependable, and responsible corporate governance backbone with this self-paced, online certificate delivered by LGCA.
The concept of corporate governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become even more prominent following significant cases of corporate failure that had adverse effects on the global interconnected economy.
Additionally, the Certificate places emphasis on how internal control mechanisms need to be designed and underlines how helpful the three lines of defence model may be.
The certificate also covers the importance of maintaining strong and productive relations within the Board, ones that are based on trust and which allow for effective meetings and interaction to be achieved.
Lastly, emphasis is placed on the modern concepts of Corporate Social Responsibility (CSR), Environmental Social Governance (ESG), and Sustainability, and how the Board needs to respond to these trends as they gain increased relevance and importance for the corporate world. Overall, the knowledge obtained by undertaking this Certificate is an invaluable asset for professionals looking to enhance their career prospects in Corporate Governance.
The link between poor corporate governance practices and the excessive taking of risks that led to the downfall or bail-out of important financial institutions necessitated a discussion on how to strengthen corporate governance and protect the economy against similar cases in the future. Effectively, new regulatory requirements have been established, while existing codes of governance have been revised.
Such efforts aim to focus on requirements that should be fulfilled by an organisation’s management body and enhance three areas of governance: remuneration, risk management, and internal control.
In this programme, participants will review key definitions of corporate governance and the benefits associated with the implementation of good corporate governance practices. More specifically, participants will look in greater detail at the Board of Directors, covering the duties and responsibilities of Directors, the composition of the Board, the role of key post-holders, the many Board committees and how they are structured, and how a Board’s performance can be evaluated.



Study method
Online, self-paced
Course format What's this?
Reading material - PDF/e-book, slides, article/plain text
Duration
15 hours
Access to content
365 days
Certification
Certificate in Corporate Governance
CPD
15 CPD hours / points
Certificates
AGRC Certificate in Corporate Governance - Free
Additional info
Exam(s) / assessment(s) is included in price



Description
The AGRC Certificate in Corporate Governance provides participants with a thorough understanding of a topic that has gained increasing significance and attention amongst corporations, regulators, and researchers. At the same, the Certificate offers guidance as to how corporations can best prepare in creating solid governance structures that will help them deal with the myriad of modern-day corporate challenges and risks.
Syllabus:
Introduction to Corporate Governance
Definition of Corporate Governance
Ethics and Governance
Key Relevant Governance Theories
Agency Theory
Stakeholder Theory
The Benefits of Corporate Governance
Board of Directors
Duties and Responsibilities of Directors
Specific Requirements for Financial Institutions
Board Appointments and Composition
Independent and Non-Executive Directors (INEDs)
The Importance of Diversity in a Board
Committee Structure
Board Committees
Committee Structure
Audit Committee
Risk Committee
Nominations Committee
Remuneration Committees
Key Post-Holders in a Board
Chair of the Board
Senior Independent Director (SID)
CEO (Ex-Officio Board Member)
Evaluation & Continuous Development
Knowledge of Industry and OrganisationInternal Control Mechanisms
Internal Controls and Risk Management
Three-Lines of Defence model
Intra-Board Relations
Effective Meetings
CSR, ESG and Sustainability
Definitions of Relevant Terms
Corporate Social Responsibility (CSR)
Environmental Social Governance (ESG)
Sustainability
The Business Case for CSR, ESG, and Sustainability
ESG, Sustainability, and the Role of the Board
Format

• Register at any time for this online, open Certificate
• Study in your own time and at your own pace (you have up to 3 months to complete)
• Assessed by online multiple-choice exam

What is included

• 15 hours of self-paced online interactive learning including analysis of 7 practical case studies
• 1-year free AGRC membership
• Online Exam and AGRC Certificate
Who is this course for?
This course is ideal for anyone wishing to be introduced to the main regulatory provisions in financial services and trends in corporate governance.
Professionals carrying out the roles of directors, members of the Board, senior managers, lawyers, company secretaries, compliance and risk officers, and consultants may benefit from this course. It is also suitable for professionals pursuing regulatory CPDs in financial regulation.
Requirements
No previous knowledge or experience is required, although it is assumed that participants have good knowledge of English and sound educational background.
Certificates
AGRC Certificate in Corporate Governance
Digital certificate - Included
The certificate is issued upon successful passing of the final exam.

Educators providing Financial Services Compliance courses delivered On Demand